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Before beginning the
search for the method appropriate to the study of social facts it
is important to know what are the facts termed 'social'. The question
is all the more necessary because the term is used without much
precision. It is commonly used to designate almost all the phenomena
that occur within society, however little social interest of some
generality they present. Yet under this heading there is, so to
speak, no human occurrence that cannot be called social. Every individual
drinks, sleeps, eats, or employs his reason, and society has every
interest in seeing that these functions are regularly exercised.
If therefore these facts were social ones, sociology would possess
no subject matter peculiarly its own, and its domain would be confused
with that of biology and psychology.
However, in reality there
is in every society a clearly determined group of phenomena separable,
because of their distinct characteristics, from those that form
the subject matter of other sciences of nature.
When I perform my duties
as a brother, a husband or a citizen and carry out the commitments
I have entered into, I fulfil obligations which are defined in law
and custom and which are external to myself and my actions. Even
when they conform to my own sentiments and when I feel their reality
within me, that reality does not cease to be objective, for it is
not I who have prescribed these duties; I have received them through
education. Moreover, how often does it happen that we are ignorant
of the details of the obligations that we must assume, and that,
to know them, we must consult the legal code and its authorised
interpreters! Similarly the believer has discovered from birth,
ready fashioned, the beliefs and practices of his religious life;
if they existed before he did, it follows that they exist outside
him. The system of signs that I employ to express my thoughts, the
monetary system I use to pay my debts, the credit instruments I
utilise in my commercial relationships, the practices I follow in
my profession, etc., all function independently of the use I make
of them. Considering in turn each member of society, the foregoing
remarks can be repeated for each single one of them. Thus there
are ways of acting, thinking and feeling which possess the remarkable
property of existing outside the consciousness of the individual.
Not only are these types
of behaviour and thinking external to the individual, but they are
endued with a compelling and coercive power by virtue of which,
whether he wishes it or not, they impose themselves upon him. Undoubtedly
when I conform to them of my own free will, this coercion is not
felt or felt hardly at all, since it is unnecessary. None the less
it is intrinsically a characteristic of these facts; the proof of
this is that it asserts itself as soon as I try to resist. If I
attempt to violate the rules of law they react against me so as
to forestall my action, if there is still time. Alternatively, they
annul it or make my action conform to the norm if it is already
accomplished but capable of being reversed; or they cause me to
pay the penalty for it if it is irreparable. If purely moral rules
are at stake, the public conscience restricts any act which infringes
them by the surveillance it exercises over the conduct of citizens
and by the special punishments it has at its disposal. In other
cases the constraint is less violent; nevertheless, it does not
cease to exist. If I do not conform to ordinary conventions, if
in my mode of dress I pay no heed to what is customary in my country
and in my social class, the laughter I provoke, the social distance
at which I am kept, produce, although in a more mitigated form,
the same results as any real penalty. In other cases, although it
may be indirect, constraint is no less effective. I am not forced
to speak French with my compatriots, nor to use the legal currency,
but it is impossible for me to do otherwise. If I tried to escape
the necessity, my attempt would fail miserably. As an industrialist
nothing prevents me from working with the processes and methods
of the previous century, but if I do I will most certainly ruin
myself. Even when in fact I can struggle free from these rules and
successfully break them, it is never without being forced to fight
against them. Even if in the end they are overcome, they make their
constraining power sufficiently felt in the resistance that they
afford. There is no innovator, even a fortunate one, whose ventures
do not encounter opposition of this kind.
Here, then, is a category
of facts which present very special characteristics: they consist
of manners of acting, thinking and feeling external to the individual,
which are invested with a coercive power by virtue of which they
exercise control over him. Consequently, since they consist of representations
and actions, they cannot be confused with organic phenomena, nor
with psychical phenomena, which have no existence save in and through
the individual consciousness. Thus they constitute a new species
and to them must be exclusively assigned the term social. It is
appropriate, since it is clear that, not having the individual as
their substratum, they can have none other than society, either
political society in its entirety or one of the partial groups that
it includes - religious denominations, political and literary schools,
occupational corporations, etc. Moreover, it is for such as these
alone that the term is fitting, for the word 'social' has the sole
meaning of designating those phenomena which fall into none of the
categories of facts already constituted and labelled. They are consequently
the proper field of sociology. It is true that this word 'constraint',
in terms of which we define them, is in danger of infuriating those
who zealously uphold out-and-out individualism. Since they maintain
that the individual is completely autonomous, it seems to them that
he is diminished every time he is made aware that he is not dependent
on himself alone. Yet since it is indisputable today that most of
our ideas and tendencies are not developed by ourselves, but come
to us from outside, they can only penetrate us by imposing themselves
upon us. This is all that our definition implies. Moreover, we know
that all social constraints do not necessarily exclude the individual
personality. [1]
Yet since the examples
just cited (legal and moral rules, religious dogmas, financial systems,
etc.) consist wholly of beliefs and practices already well established,
in view of what has been said it might be maintained that no social
fact can exist except where there is a well defined social organisation.
But there are other facts which do not present themselves in this
already crystallised form but which also possess the same objectivity
and ascendancy over the individual. These are what are called social
'currents'. Thus in a public gathering the great waves of enthusiasm,
indignation and pity that are produced have their seat in no one
individual consciousness. They come to each one of us from outside
and can sweep us along in spite of ourselves. If perhaps I abandon
myself to them I may not be conscious of the pressure that they
are exerting upon me, but that pressure makes its presence felt
immediately I attempt to struggle against them. If an individual
tries to pit himself against one of these collective manifestations,
the sentiments that he is rejecting will be turned against him.
Now if this external coercive power asserts itself so acutely in
cases of resistance, it must be because it exists in the other instances
cited above without our being conscious of it. Hence we are the
victims of an illusion which leads us to believe we have ourselves
produced what has been imposed upon us externally. But if the willingness
with which we let ourselves be carried along disguises the pressure
we have undergone, it does not eradicate it. Thus air does not cease
to have weight, although we no longer feel that weight. Even when
we have individually and spontaneously shared in the common emotion,
the impression we have experienced is utterly different from what
we would have felt if we had been alone. Once the assembly has broken
up and these social influences have ceased to act upon us, and we
are once more on our own, the emotions we have felt seem an alien
phenomenon, one in which we no longer recognise ourselves. It is
then we perceive that we have undergone the emotions much more than
generated them. These emotions may even perhaps fill us with horror,
so much do they go against the grain. Thus individuals who are normally
perfectly harmless may, when gathered together in a crowd, let themselves
be drawn into acts of atrocity. And what we assert about these transitory
outbreaks likewise applies to those more lasting movements of opinion
which relate to religious, political, literary and artistic matters,
etc., and which are constantly being produced around us, whether
throughout society or in a more limited sphere.
Moreover, this definition
of a social fact can be verified by examining an experience that
is characteristic. It is sufficient to observe how children are
brought up. If one views the facts as they are and indeed as they
have always been, it is patently obvious that all education consists
of a continual effort to impose upon the child ways of seeing, thinking
and acting which he himself would not have arrived at spontaneously.
From his earliest years we oblige him to eat, drink and sleep at
regular hours, and to observe cleanliness, calm and obedience; later
we force him to learn how to be mindful of others, to respect customs
and conventions, and to work, etc. If this constraint in time ceases
to be felt it is because it gradually gives rise to habits, to inner
tendencies which render it superfluous; but they supplant the constraint
only because they are derived from it. It is true that, in Spencer's
view, a rational education should shun such means and allow the
child complete freedom to do what he will. Yet as this educational
theory has never been put into practice among any known people,
it can only be the personal expression of a desideratum and not
a fact which can be established in contradiction to the other facts
given above. What renders these latter facts particularly illuminating
is that education sets out precisely with the object of creating
a social being. Thus there can be seen, as in an abbreviated form,
how the social being has been fashioned historically. The pressure
to which the child is subjected unremittingly is the same pressure
of the social environment which seeks to shape him in its own image,
and in which parents and teachers are only the representatives and
intermediaries.
Thus it is not the fact
that they are general which can serve to characterise sociological
phenomena. Thoughts to be found in the consciousness of each individual
and movements which are repeated by all individuals are not for
this reason social facts. If some have been content with using this
characteristic in order to define them it is because they have been
confused, wrongly, with what might be termed their individual incarnations.
What constitutes social facts are the beliefs, tendencies and practices
of the group taken collectively. But the forms that these collective
states may assume when they are 'refracted' through individuals
are things of a different kind. What irrefutably demonstrates this
duality of kind is that these two categories of facts frequently
are manifested dissociated from each other. Indeed some of these
ways of acting or thinking acquire, by dint of repetition, a sort
of consistency which, so to speak, separates them out, isolating
them from the particular events which reflect them. Thus they assume
a shape, a tangible form peculiar to them and constitute a reality
sui generis vastly distinct from the individual facts which manifest
that reality. Collective custom does not exist only in a state of
immanence in the successive actions which it determines, but, by
a privilege without example in the biological kingdom, expresses
itself once and for all in a formula repeated by word of mouth,
transmitted by education and even enshrined in the written word.
Such are the origins and nature of legal and moral rules, aphorisms
and popular sayings, articles of faith in which religious or political
sects epitomise their beliefs, and standards of taste drawn up by
literary schools, etc. None of these modes of acting and thinking
are to be found wholly in the application made of them by individuals,
since they can even exist without being applied at the time.
Undoubtedly this state
of dissociation does not always present itself with equal distinctiveness.
It is sufficient for dissociation to exist unquestionably in the
numerous important instances cited, for us to prove that the social
fact exists separately from its individual effects. Moreover, even
when the dissociation is not immediately observable, it can often
be made so with the help of certain methodological devices. Indeed
it is essential to embark on such procedures if one wishes to refine
out the social fact from any amalgam and so observe it in its pure
state. Thus certain currents of opinion, whose intensity varies
according to the time and country in which they occur, impel us,
for example, towards marriage or suicide, towards higher or lower
birth-rates, etc. Such currents are plainly social facts. At first
sight they seem inseparable from the forms they assume in individual
cases. But statistics afford us a means of isolating them. They
are indeed not inaccurately represented by rates of births, marriages
and suicides, that is, by the result obtained after dividing the
average annual total of marriages, births, and voluntary homicides
by the number of persons of an age to marry, produce children, or
commit suicide. [2] Since each one of these statistics includes
without distinction all individual cases, the individual circumstances
which may have played some part in producing the phenomenon cancel
each other out and consequently do not contribute to determining
the nature of the phenomenon. What it expresses is a certain state
of the collective mind.
That is what social phenomena
are when stripped of all extraneous elements. As regards their private
manifestations, these do indeed having something social about them,
since in part they reproduce the collective model. But to a large
extent each one depends also upon the psychical and organic constitution
of the individual, and on the particular circumstances in which
he is placed. Therefore they are not phenomena which are in the
strict sense sociological. They depend on both domains at the same
time, and could be termed socio-psychical. They are of interest
to the sociologist without constituting the immediate content of
sociology. The same characteristic is to be found in the organisms
of those mixed phenomena of nature studied in the combined sciences
such as biochemistry.
It may be objected that
a phenomenon can only be collective if it is common to all the members
of society, or at the very least to a majority, and consequently,
if it is general. This is doubtless the case, but if it is general
it is because it is collective (that is, more or less obligatory);
but it is very far from being collective because it is general.
It is a condition of the group repeated in individuals because it
imposes itself upon them. It is in each part because it is in the
whole, but far from being in the whole because it is in the parts.
This is supremely evident in those beliefs and practices which are
handed down to us ready fashioned by previous generations. We accept
and adopt them because, since they are the work of the collectivity
and one that is centuries old, they are invested with a special
authority that our education has taught us to recognise and respect.
It is worthy of note that the vast majority of social phenomena
come to us in this way. But even when the social fact is partly
due to our direct co-operation, it is no different in nature. An
outburst of collective emotion in a gathering does not merely express
the sum total of what individual feelings share in common, but is
something of a very different order, as we have demonstrated. It
is a product of shared existence, of actions and reactions called
into play between the consciousnesses of individuals. If it is echoed
in each one of them it is precisely by virtue of the special energy
derived from its collective origins. If all hearts beat in unison,
this is not as a consequence of a spontaneous, preestablished harmony;
it is because one and the same force is propelling them in the same
direction. Each one is borne along by the rest.
We have therefore succeeded
in delineating for ourselves the exact field of sociology. It embraces
one single, well defined group of phenomena. A social fact is identifiable
through the power of external coercion which it exerts or is capable
of exerting upon individuals. The presence of this power is in turn
recognisable because of the existence of some pre-determined sanction,
or through the resistance that the fact opposes to any individual
action that may threaten it. However, it can also be defined by
ascertaining how widespread it is within the group, provided that,
as noted above, one is careful to add a second essential characteristic;
this is, that it exists independently of the particular forms that
it may assume in the process of spreading itself within the group.
In certain cases this latter criterion can even be more easily applied
than the former one. The presence of constraint is easily ascertainable
when it is manifested externally through some direct reaction of
society, as in the case of law, morality, beliefs, customs and even
fashions. But when constraint is merely indirect, as with that exerted
by an economic organization, it is not always so clearly discernible.
Generality combined with objectivity may then be easier to establish.
Moreover, this second definition is simply another formulation of
the first one: if a mode of behaviour existing outside the consciousnesses
of individuals becomes general, it can only do so by exerting pressure
upon them. [3]
However, one may well
ask whether this definition is complete. Indeed the facts which
have provided us with its basis are all ways of functioning: they
are 'physiological' in nature. But there are also collective ways
of being, namely, social facts of an 'anatomical' or morphological
nature. Sociology cannot dissociate itself from what concerns the
substratum of collective life. Yet the number and nature of the
elementary parts which constitute society, the way in which they
are articulated, the degree of coalescence they have attained, the
distribution of population over the earth's surface, the extent
and nature of the network of communications, the design of dwellings,
etc., do not at first sight seem relatable to ways of acting, feeling
or thinking.
Yet, first and foremost,
these various phenomena present the same characteristic which has
served us in defining the others. These ways of being impose themselves
upon the individual just as do the ways of acting we have dealt
with. In fact, when we wish to learn how a society is divided up
politically, in what its divisions consist and the degree of solidarity
that exists between them, it is not through physical inspection
and geographical observation that we may come to find this out:
such divisions are social, although they may have some physical
basis. It is only through public law that we can study such political
organisation, because this law is what determines its nature, just
as it determines our domestic and civic relationships. The organisation
is no less a form of compulsion. If the population clusters together
in our cities instead of being scattered over the rural areas, it
is because there exists a trend of opinion, a collective drive which
imposes this concentration upon individuals. We can no more choose
the design of our houses than the cut of our clothes - at least,
the one is as much obligatory as the other. The communication network
forcibly prescribes the direction of internal migrations or commercial
exchanges, etc., and even their intensity. Consequently, at the
most there are grounds for adding one further category to the list
of phenomena already enumerated as bearing the distinctive stamp
of a social fact. But as that enumeration was in no wise strictly
exhaustive, this addition would not be indispensable.
Moreover, it does not
even serve a purpose, for these ways of being are only ways of acting
that have been consolidated. A society's political structure is
only the way in which its various component segments have become
accustomed to living with each other. If relationships between them
are traditionally close, the segments tend to merge together; if
the contrary, they tend to remain distinct. The type of dwelling
imposed upon us is merely the way in which everyone around us and,
in part, previous generations, have customarily built their houses.
The communication network is only the channel which has been cut
by the regular current of commerce and migrations, etc., flowing
in the same direction. Doubtless if phenomena of a morphological
kind were the only ones that displayed this rigidity, it might be
thought that they constituted a separate species. But a legal rule
is no less permanent an arrangement than an architectural style,
and yet it is a 'physiological' fact. A simple moral maxim is certainly
more malleable, yet it is cast in forms much more rigid than a mere
professional custom or fashion. Thus there exists a whole range
of gradations which, without any break in continuity, join the most
clearly delineated structural facts to those free currents of social
life which are not yet caught in any definite mould. This therefore
signifies that the differences between them concern only the degree
to which they have become consolidated. Both are forms of life at
varying stages of crystallisation. It would undoubtedly be advantageous
to reserve the term 'morphological' for those social facts which
relate to the social substratum, but only on condition that one
is aware that they are of the same nature as the others.
Our definition will therefore
subsume all that has to be defined it if states:
A social fact is any
way of acting, whether fixed or not, capable of exerting over the
individual an external constraint;
or:
which is general over
the whole of a given society whilst having an existence of its own,
independent of its individual manifestations. [4]
Notes
1.
Moreover, this is not to say that all constraint is normal. We shall
return to this point later.
2. Suicides do not occur
at any age, nor do they occur at all ages of life with the same
frequency.
3. It can be seen how
far removed this definition of the social fact is from that which
serves as the basis for the ingenious system of Tarde. We must first
state that our research has nowhere led us to corroboration of the
preponderant influence that Tarde attributes to imitation in the
genesis of collective facts. Moreover, from this definition, which
is not a theory but a mere resume of the immediate data observed,
it seems clearly to follow that imitation does not always express,
indeed never expresses, what is essential and characteristic in
the social fact . Doubtless every social fact is imitated and has,
as we have just shown, a tendency to become generalised, but this
is because it is social, i.e. obligatory. Its capacity for expansion
is not the cause but the consequence of its sociological character.
If social facts were unique in bringing about this effect, imitation
might serve, if not to explain them, at least to define them. But
an individual state which impacts on others none the less remains
individual. Moreover, one may speculate whether the term 'imitation'
is indeed appropriate to designate a proliferation which occurs
through some coercive influence. In such a single term very different
phenomena, which need to be distinguished, are confused.
4.
This close affinity of life and structure, organ and function, can
be readily established in sociology because there exists between
these two extremes a whole series of intermediate stages, immediately
observable, which reveal the link between them. Biology lacks this
methodological resource. But one may believe legitimately that sociological
inductions on this subject are applicable to biology and that, in
organisms as in societies, between these two categories of facts
only differences in degree exist.
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